Introduction: What is Corporate Compliance? Compliance is the act of ensuring that a company follows the law. This includes all laws, regulations, and policies that are relevant to the company. Compliance is a broad concept that takes into account many different areas of business. It includes everything from ethical behavior to regulatory compliance. Compliance is […]
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Major Canadian bank, Bank of Nova Scotia, has been fined US$127,000,000(!!!) for compliance failures. Massive Canadian bank news!! Bank of Nova Scotia fined record US$127,000,000 by US CFTC just now for spoofing, and compliance failures related to its trading at global trading desks. 3 separate order of enforcement by US government. https://t.co/xbdlSAz5wA — Christine Duhaime
Another Major Bank Fined… Read More »
The job market is in the dumps for most of 2020, but if you want to work for a bank, looks like compliance jobs are experiencing a surge. (Luckily, we got you covered there in case you want to move into compliance). The question is, with the current issues Hong Kong faces, how attractive is
Bank compliance hiring surges in Hong Kong Read More »
What is money laundering? Money laundering is the introduction of illegally obtained money into the banking system, or using the banking system to illegally hide legitimate currency. Currency that was lawfully obtained, use of this is in areas like tax evasion. So to repeat, there are two sources of money laundering: 1) Is taking illegal
Anti-Money Laundering Compliance: What You Need to Know Read More »
Approximately 90,000 Canadian’s personal details are being held at ransom by hackers. [Read more]
Hackers hold bank data ransom Read More »
This article shares eight reasons why energy companies should have some sort of Enterprise Risk Management (ERM) framework in place. It looks like ERM implementations are become more and more in demand. Have a look at the original post here. If you want to know more about designing and implementing your own ERM framework in
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With the European Union’s (EU) GDPR data protection regulation coming into affect, banks (and many other companies around the world) are struggling to comply with all these new regulations. In addition to the GDPR regulations, there’s the Financial Crimes Enforcement Network’s Customer Due Diligence rules as well that went into effect May 11, 2018. [Read
Banks struggling to comply with AML, data protection rules Read More »
Some of the regulations imposed by Dodd-Frank ever since the financial crisis in 2008 are now being rolled back by the Senate. The impact (if any) on how the banking industry behaves is yet to be determined. [Read more]
Parts of Dodd-Frank law rolled back by senate Read More »
One of the attractions of Blockchain is its transparency and inherent difficulty in allowing fraudulent transactions. See why Blockchain could be the answer against corruption.
Is Blockchain the Answer to Corruption? Read More »
For Senior and Advanced Compliance Professionals… Certified Master Corporate Compliance Specialist (CMCCS)™ Training Course Some of the greatest organizational challenges of the Twenty First Century are related to corporate governance, compliance and risk management Increasing stakeholder demands for transparency are intensified by growing public scrutiny resulting from a range of catastrophic compliance failures from around the
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How to Implement and Manage an Effective Enterprise Risk Management System Certified Master Enterprise Risk Management Specialist (CERMS)™ Training Course (CMERMS) training course is a practical hands-on training designed for more experienced and advanced managers, professionals, consultants, internal and external auditors that deal with the complexities of enterprise wide risk management function on a daily
Certified Master Enterprise Risk Management Specialist (CMERMS) Training Course Read More »
Corporate Compliance Officers & Professionals International Training Qualification… Corporate Compliance Officers & Professionals International Training Qualification… World’s Premier International Compliance Training Provider When you finish this training, you’ll have a proven blueprint for… …How to Ensure Your Company Isn’t the Next Big Scandal in the News Have a question? Email us at: support@ethanhathaway.com or visit
Certified Corporate Compliance Specialist-(CCCS)™ Training Course Read More »
Certified Operations Risk Specialist (CORS)™ – Level 1 Training Course This training course gives you the knowledge and skills needed to review, benchmark and refine operational risk policies within your financial institution. How to be Basel Compliant This training gives you the foundation knowledge and skills needed to review, benchmark and refine operational risk policies
Certified Operations Risk Specialist-(CORS)™ Training Course Read More »
How to Spot, Manage and Prevent Money Laundering Anti-Money Laundering Training Course This training course teaches you how to implement systems to combat money laundering and terrorist financing. Course Overview All banks are legally obliged to implement systems to combat money laundering and terrorist financing. Auditors must ensure that the spirit and letter of the law
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How to Perform a Complete and Thorough Audit of a Bank Bank Internal Audit Bootcamp Training Course This training course is a comprehensive overview for new and/or junior bank internal auditors. Have a question? Email us at: support@ethanhathaway.com or visit the help center. Share This Course COURSE HIGHLIGHTS Available as: Bank Internal Audit Course Overview
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How to Prevent Corporate Scandals, Fraud and Civil and Criminal Liability Corporate Governance Training Course World’s Premier Corporate Governance Training Provider Upcoming Sessions in: In-House/Virtual | In-House TrainingClick here for dates This Corporate Governance training course shows you how to prevent corporate scandals, fraud and civil & criminal liability.Corporate Governance is about helping to prevent
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How to Incorporate Digital/E-Banking to Benefit Your Banking Business Certified Digital / e-Banking Specialist (CEBS)™ Training Course World’s Premier Digital Banking Training Provider This course gives you an introduction to Digital / e-Banking and shows how Digital Banking may be harnessed to the benefit of bank and customer alike. Have a question? Email us at:
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Discover How to Design and Implement an Effective Enterprise Risk Management System Enterprise Risk Management Training Course with Certification NEW: Certified Enterprise Risk Management Specialist (CERMS)™ Option Available World’s Premier Enterprise Risk Training Provider The Enterprise Risk Management (ERM) training course is a practical hands-on training designed for managers, professionals, consultants, internal and external auditors
Enterprise Risk Management Training Course with Certification Read More »
In a recent article by the Financial Times, the articles states that the impending Basel III capital requirements seriously hinder banks when it comes to trade finance lending.
How is Basel III Affecting Trade Finance Business? Read More »
With the US Federal Reserve planning to stress test six US banks against a hypothetical European debt crisis scenario, a key issue on everyone’s minds in the financial industry is that how well would your bank perform if put through a stress test? Presently, Canadian banks seem to be in a good position and have
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In addition to the other IFRS update regarding lease accounting, our IFRS expert, Luc Nijs, reports:
IFRS Update: New global accounting rules for insurers Read More »
Our IFRS expert, Luc Nijs, reports about the latest IFRS updates involving leases:
IFRS update: Global lease accounting overhaul will impact a $1.2 Tr industry Read More »
Did you know that in early August 2010, the IASB, the body setting the IFRS standards, have proposed two major overhauls:
Latest IFRS update in 2010 Read More »