COMPLIANCE
Morgan Stanley Smith Barney Gets Charged
The Securities and Exchange Commission (SEC) announced charges against Morgan Stanley Smith Barney (MSSB) for their failure to protect their customer’s personal identifying information.
It’s like something out of a financial crime movie.
CURRENCIES
The Pound Sterling Hits New Low
It’s been a whirlwind month for the UK, with the passing of the Queen and coronation of a new King, a new Prime Minister and oh yeah, the Pound Sterling hit an all-time low against the US dollar.
ECONOMY & MARKETS
Why the UK is Having an Economic Crisis
We’re not intentionally picking on the UK this week, just sharing the facts.
Noah Smith, does a deep dive on why the UK is having an economic crisis.
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